First Trust Utilities AlphaDEX Fund
FXU - ETF AI Analysis
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First Trust Utilities AlphaDEX Fund (FXU)
FXU, the First Trust Utilities AlphaDEX Fund, earns a solid overall rating driven mainly by strong, diversified utility holdings like National Fuel Gas (NFG) and Edison International (EIX), which show solid financial performance, supportive valuations, and positive earnings outlooks. However, several holdings such as Eversource Energy (ES) and Xcel Energy (XEL) face bearish technical trends, high leverage, and cash flow challenges, which weigh on the fund’s rating. The main risk factor is the fund’s concentration in the utilities sector, where regulatory issues, high debt levels, and sector-specific liabilities can impact multiple holdings at once.
FXU vs. SPDR S&P 500 ETF (SPY)
- AUM
- 760.06M
- Region
- North America
- Expense Ratio
- 0.61%
- Beta
- 0.19
- Issuer
- First Trust
- Inception Date
- May 08, 2007
- Dividend Yield
- 2.31%
- Asset Class
- Equity
- Index Tracked
- StrataQuant Utilities Index
FXU Summary
FXU is an exchange-traded fund that focuses on U.S. utility companies, following the StrataQuant Utilities Index. It invests in businesses that provide everyday services like electricity, gas, and water. Well-known holdings include Consolidated Edison and Duke Energy. Investors might consider FXU for steady income and diversification, since utilities tend to be more stable than many other sectors. However, this ETF is heavily concentrated in utilities, so its value can still go up and down with changes in interest rates, regulation, and the overall stock market.
How much will it cost me?
FXU has an expense ratio of 0.61%, which means you’ll pay about $6.10 per year for every $1,000 invested. This cost is higher than the average ETF because it uses an active, rules-based AlphaDEX strategy rather than simple passive index tracking.
What would affect this ETF?
FXU is heavily focused on U.S. utility companies like Consolidated Edison, Duke Energy, and Exelon, so it could benefit if interest rates fall, demand for electricity and natural gas grows, or policies supporting grid upgrades and cleaner energy expand. On the downside, higher interest rates, stricter regulations or cost pressures on utilities, and slower economic growth in North America could limit profits and weigh on the fund’s performance.
FXU Top 10 Holdings
FXU is essentially a bet on U.S. utilities, with names like Consolidated Edison and Exelon quietly powering the fund as their shares have been rising and staying relatively steady. Pinnacle West has been another bright spot, helping to juice recent returns. On the flip side, Edison International and PG&E have been more of a headache, with weaker, more mixed performance that can tug on overall results. With almost all of its weight in regulated power, gas, and infrastructure, this ETF is heavily concentrated in defensive, U.S.-based utility plays.
| Name | Company Name | Weight % | Market Value | Market Cap | Yearly Gain | Overall Rating |
|---|---|---|---|---|---|---|
 ED | Consolidated Edison | 4.38% | $33.35M | $44.27B | 19.68% | 62Neutral |
 EXC | Exelon | 4.24% | $32.28M | $47.12B | 0.37% | 67Neutral |
 DUK | Duke Energy | 4.24% | $32.30M | $100.53B | 4.12% | 70Outperform |
 EIX | Edison International | 4.19% | $31.89M | $23.16B | 3.54% | 77Outperform |
 ES | Eversource Energy | 4.13% | $31.44M | $26.22B | -3.80% | 66Neutral |
 PCG | PG&E | 4.02% | $30.58M | $29.14B | -21.04% | 69Neutral |
 UGI | UGI | 3.95% | $30.08M | $8.05B | 8.44% | 70Outperform |
 NFG | National Fuel Gas Company | 3.75% | $28.53M | $7.10B | -5.48% | 77Outperform |
 AEE | Ameren | 3.43% | $26.08M | $31.47B | 7.69% | 72Outperform |
 XEL | Xcel Energy | 3.46% | $26.32M | $51.43B | -0.07% | 61Neutral |
FXU Technical Analysis
Price Trends
Market Momentum
Evaluating momentum and price trends is crucial in ETF analysis to make informed investment decisions. For FXU, the sentiment is Positive. The current price of 48.69 is above the 20-day moving average (MA) of 47.76, above the 50-day MA of 46.29, and above the 200-day MA of 47.84, indicating a bullish trend. The MACD of 0.69 indicates Negative momentum. The RSI at 63.51 is Neutral, neither overbought nor oversold. The STOCH value of 54.04 is Neutral, not indicating any strong overbought or oversold conditions. Overall, these indicators collectively point to a Positive sentiment for FXU.
FXU Peer Comparison
Comparison Results
| Name | Price | Price Target | AUM | Expense Ratio | Overall Rating |
|---|---|---|---|---|---|
| FXU | $48.69 | $52.00(6.80% Upside) | $760.06M | 0.61% | 68Neutral |
 REZ | $95.09 | $102.91(8.22% Upside) | $849.90M | 0.48% | 70Neutral |
 RSPN | $62.21 | $71.01(14.14% Upside) | $850.02M | 0.40% | 70Outperform |
 FXR | $89.75 | $103.79(15.64% Upside) | $726.88M | 0.60% | 69Neutral |
 QQH | $80.24 | $98.46(22.72% Upside) | $703.46M | 1.00% | 63Neutral |
 RSPU | $77.82 | $84.70(8.83% Upside) | $541.35M | 0.40% | 67Neutral |
Performance Comparison
| Show on chart | Ticker | Company Name | Price | Change | % Change |
|---|---|---|---|---|---|
| FXU | First Trust Utilities AlphaDEX Fund | 48.69 | 3.19 | 7.00% | |
| REZ | iShares Residential and Multisector Real Estate ETF | 95.09 | 13.23 | 16.17% | |
| RSPN | Invesco S&P 500 Equal Weight Industrials ETF | 62.21 | 7.61 | 13.93% | |
| FXR | First Trust Industrials/Producer Durables AlphaDEX Fund | 89.75 | 14.44 | 19.17% | |
| QQH | HCM Defender 100 Index ETF | 80.24 | 3.27 | 4.25% | |
| RSPU | Invesco S&P 500 Equal Weight Utilities ETF | 77.82 | 2.26 | 2.99% |
This AI Analyst ETF Report is automatically generated by our AI systems using advanced algorithms and publicly available financial, technical, and market data. While the information provided aims to be accurate and insightful, it is intended for informational purposes only and should not be considered financial advice. Any content created by an AI (Artificial Intelligence) system may contain inaccuracies and/or contain errors. Investing in ETFs carries inherent risks, and past performance is not indicative of future results. This report does not account for your personal financial circumstances, objectives, or risk tolerance. Always conduct your own research or consult with a qualified financial advisor before making investment decisions. The analysis and recommendations provided are based on historical and current data and may not fully reflect future market conditions or unexpected developments. Neither the creators of this report nor its affiliated entities guarantee the accuracy, completeness, or reliability of the information presented. Use this report at your own discretion and risk.