AFSM - ETF AI Analysis
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First Trust Active Factor Small Cap ETF (AFSM)
Rating:69Neutral
Price Target:―
Positive Factors
Strong Recent Performance
The ETF has shown strong gains so far this year and over the past month, indicating positive recent momentum.
Leading Holdings Performing Well
Several of the top positions, especially in technology-related names, have delivered strong year-to-date gains that support the fund’s overall returns.
Broad Sector Diversification
Holdings spread across many sectors, with meaningful weights in technology, health care, industrials, and financials, help reduce the impact of weakness in any single industry.
Negative Factors
High Expense Ratio
The fund’s fee is relatively high for an ETF, which can eat into long-term returns compared with lower-cost options.
Small-Cap Volatility
Because the ETF focuses on smaller companies, its share price may swing more sharply than funds that hold larger, more established firms.
Heavy U.S. Concentration
With almost all assets invested in U.S. stocks and very little abroad, the fund offers limited geographic diversification if the U.S. market struggles.
AFSM vs. SPDR S&P 500 ETF (SPY)
AUM99.18M
RegionNorth America
Expense Ratio0.75%
Beta0.96
IssuerFirst Trust
Inception DateDec 03, 2019
Dividend Yield0.48%
Asset ClassEquity
Index TrackedNo Underlying Index
Share Statistics
EPS (TTM)N/A
Shares OutstandingN/A
10 Day Avg. Volume16,041
30 Day Avg. Volume16,625
Financial Highlights & Ratios
PEG RatioN/A
Price to Book (P/B)N/A
Price to Sales (P/S)N/A
P/FCF RatioN/A
Enterprise Value/Market CapN/A
Enterprise Value/RevenueN/A
Enterprise Value/Gross ProfitN/A
Enterprise Value/EbitdaN/A
Forecast
1Y Price Target
44.88Price Target Upside― Downside
Rating ConsensusModerate Buy
Number of Analyst Covering332
EPS Forecast (FY)N/A
Revenue Forecast (FY)N/A
AFSM Summary
The First Trust Active Factor Small Cap ETF (AFSM) is an actively managed fund that focuses on smaller U.S. companies, rather than tracking a fixed index. It looks for small businesses with attractive traits like solid quality, reasonable prices, and strong recent performance, across many sectors such as technology, health care, and industrials. Its holdings include lesser-known but growing names like Bloom Energy and TTM Technologies. Someone might invest for growth potential and diversification beyond large, famous companies. A key risk is that small-cap stocks can be more volatile and can go up and down more sharply than the overall market.
How much will it cost me?The First Trust Active Factor Small Cap ETF (AFSM) has an expense ratio of 0.75%, meaning you’ll pay $7.50 per year for every $1,000 invested. This is higher than average because the fund is actively managed, which involves more research and decision-making compared to passively managed ETFs that track an index.
What would affect this ETF?The First Trust Active Factor Small Cap ETF (AFSM) could benefit from economic growth and innovation in the U.S., particularly in sectors like technology, healthcare, and financials, which make up a significant portion of its holdings. However, it may face challenges from rising interest rates or economic slowdowns, which can negatively impact small-cap companies and sectors like consumer cyclical and real estate. Regulatory changes or shifts in market sentiment could also influence the performance of its top holdings.
AFSM Top 10 Holdings
AFSM’s story is all about nimble U.S. small caps, with a clear tech tilt doing most of the heavy lifting. Names like Bloom Energy, TTM Technologies, and Axcelis Technologies have been rising, giving the fund a strong push from the technology side, while Credo and Viavi add more momentum to this small-cap tech wave. On the flip side, Photronics looks a bit tired, with more mixed signals that can dampen overall gains. With its top positions spread across many names, the fund avoids being overly tied to any single stock, but it definitely leans into small-cap innovation at home.
Name | Company Name | Weight % | Market Value | Market Cap | Yearly Gain | Overall Rating |
|---|---|---|---|---|---|---|
| Bloom Energy | 1.78% | $1.76M | $74.98B | 1083.25% | 62 Neutral | |
| Viavi Solutions | 1.22% | $1.21M | $11.65B | 403.81% | 71 Outperform | |
| TTM Technologies | 1.20% | $1.19M | $17.41B | 404.58% | 77 Outperform | |
| National Healthcare | 0.93% | $918.96K | $3.00B | 81.08% | 74 Outperform | |
| Blue Bird | 0.92% | $907.58K | $2.21B | 71.79% | 69 Neutral | |
| Credo Technology Group Holding Ltd | 0.86% | $856.73K | $38.16B | 183.57% | 77 Outperform | |
| Penguin Solutions | 0.86% | $853.90K | $3.04B | 225.26% | 61 Neutral | |
| Sterling Infrastructure | 0.84% | $831.25K | $27.08B | 328.38% | 71 Outperform | |
| Ames National | 0.83% | $827.38K | $264.03M | 67.38% | 70 Outperform | |
| Par Pacific Holdings | 0.82% | $815.64K | $2.79B | 158.88% | 67 Neutral |
AFSM Technical Analysis
Positive
―
Price Trends
36.35
Positive
35.22
Positive
33.89
Positive
Market Momentum
0.43
Positive
53.63
Neutral
42.11
Neutral
Evaluating momentum and price trends is crucial in ETF analysis to make informed investment decisions. For AFSM, the sentiment is Positive. The current price of undefined is equal to the 20-day moving average (MA) of 37.68, equal to the 50-day MA of 36.35, and equal to the 200-day MA of 33.89, indicating a bullish trend. The MACD of 0.43 indicates Positive momentum. The RSI at 53.63 is Neutral, neither overbought nor oversold. The STOCH value of 42.11 is Neutral, not indicating any strong overbought or oversold conditions. Overall, these indicators collectively point to a Positive sentiment for AFSM.
AFSM Peer Comparison
Comparison Results
Performance Comparison
AFSM
First Trust Active Factor Small Cap ETF
37.78
8.28
28.07%
SEIS
SEI Select Small Cap ETF
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―
―
FSCC
Federated Hermes MDT Small Cap Core ETF
―
―
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SCDV
Bahl & Gaynor Small Cap Dividend ETF
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―
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SIXS
ETC 6 Meridian Small Cap Equity ETF
―
―
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FSML
Franklin Small Cap Enhanced ETF
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Glossary
BuyAn ETF rated as a "Buy" is expected to perform better than the overall market or a specific benchmark over the near-to-medium term. This rating suggests the ETF is likely to deliver higher returns compared to other ETFs in the same sector or market index. Note: This is not investment advice; please consult a financial advisor before making investment decisions.
HoldAn ETF rated as a "Hold" s expected to perform in line with the overall market or a specific benchmark. This rating indicates that the ETF is neither particularly compelling nor unfavorable for investment. Note: This is not investment advice; please consult a financial advisor before making investment decisions.
SellAn ETF rated as a "Sell" is expected to perform worse than the overall market or a specific benchmark over the near-to-medium term. This rating suggests the ETF may deliver lower returns compared to other ETFs in the same sector or market index. Note: This is not investment advice; please consult a financial advisor before making investment decisions.
DisclaimerThis AI Analyst ETF Report is automatically generated by our AI systems using advanced algorithms and publicly available financial, technical, and market data. While the information provided aims to be accurate and insightful, it is intended for informational purposes only and should not be considered financial advice. Any content created by an AI (Artificial Intelligence) system may contain inaccuracies and/or contain errors. Investing in ETFs carries inherent risks, and past performance is not indicative of future results. This report does not account for your personal financial circumstances, objectives, or risk tolerance. Always conduct your own research or consult with a qualified financial advisor before making investment decisions. The analysis and recommendations provided are based on historical and current data and may not fully reflect future market conditions or unexpected developments. Neither the creators of this report nor its affiliated entities guarantee the accuracy, completeness, or reliability of the information presented. Use this report at your own discretion and risk.Date of analysis: ―
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