AAUA - ETF AI Analysis
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Alpha Architect US Equity 3 ETF (AAUA)
AAUA’s rating reflects a solid overall fund built around high-quality tech leaders like Microsoft, Apple, and Alphabet, whose strong financial performance, profitability, and growth in AI, cloud, and services provide a strong backbone for the ETF. However, several major holdings such as Nvidia, Amazon, Broadcom, and Meta face high valuations, mixed technical signals, or cash flow and expense concerns, and the fund’s heavy tilt toward large U.S. technology and AI-related companies means investors are exposed to sector concentration risk if this area falls out of favor.
AAUA vs. SPDR S&P 500 ETF (SPY)
- AUM
- 364.45M
- Region
- North America
- Expense Ratio
- 0.09%
- Beta
- 1.08
- Issuer
- Alpha Architect
- Inception Date
- Mar 19, 2026
- Dividend Yield
- N/A
- Asset Class
- Equity
- Index Tracked
- No Underlying Index
AAUA Summary
Alpha Architect US Equity 3 ETF (AAUA) is a U.S. stock fund that aims for long-term growth by investing across the whole American market, from large to smaller companies, with a mix of growth and value styles. It doesn’t track a single index, but instead is actively managed and pays special attention to dividend timing. The fund is heavily invested in technology and other major sectors, and holds well-known companies like Nvidia, Apple, Microsoft, Amazon, and Alphabet. Investors might consider AAUA for broad, diversified U.S. stock exposure with an income-aware approach. A key risk is that its value can rise or fall with the overall stock market, especially tech stocks.
How much will it cost me?
This ETF has an expense ratio of 0.09%, which means you’ll pay about $0.90 per year for every $1,000 you invest. That’s lower than the average stock ETF because, even though it’s actively managed, its fees are kept relatively low compared with many other actively managed funds.
What would affect this ETF?
AAUA is heavily invested in large U.S. technology and communication companies like Nvidia, Apple, Microsoft, Amazon, Alphabet, and Meta, so it could benefit if innovation, digital spending, and overall U.S. economic growth stay strong, and if stock markets favor growth-oriented sectors. On the other hand, it could be hurt by rising interest rates that pressure growth stocks, tighter regulations on big tech, or a broad U.S. market downturn, and its dividend‑timing strategy may not always add value if company payout policies or tax rules change.
AAUA Top 10 Holdings
AAUA leans heavily on U.S. Big Tech, with Nvidia, Apple, and Microsoft doing most of the heavy lifting. Nvidia and Microsoft have been clear standouts, riding the AI and cloud wave, while Apple continues to climb steadily, even if its momentum isn’t as explosive. Amazon is more of a mixed story, with recent trading a bit choppy, and Alphabet and Broadcom have been wobbling, occasionally losing their footing. Overall, this is a tech‑tilted, U.S.-only fund where a handful of mega-cap innovators largely set the tone.
| Name | Company Name | Weight % | Market Value | Market Cap | Yearly Gain | Overall Rating |
|---|---|---|---|---|---|---|
 NVDA | Nvidia | 7.19% | $26.19M | $4.93T | 0.86% | 76Outperform |
 AAPL | Apple | 6.82% | $24.85M | $5.03T | 26.98% | 79Outperform |
 MSFT | Microsoft | 5.36% | $19.53M | $3.88T | -0.73% | 79Outperform |
 AMZN | Amazon | 3.29% | $11.99M | $2.59T | 7.85% | 71Outperform |
 GOOGL | Alphabet Class A | 2.28% | $8.31M | $3.41T | -0.58% | 85Outperform |
 AVGO | Broadcom | 2.24% | $8.16M | $1.56T | -13.38% | 76Outperform |
 GOOG | Alphabet Class C | 1.84% | $6.69M | $3.41T | -1.31% | 82Outperform |
 META | Meta Platforms | 1.90% | $6.93M | $1.57T | -7.72% | 76Outperform |
AAUA Technical Analysis
Price Trends
Market Momentum
Evaluating momentum and price trends is crucial in ETF analysis to make informed investment decisions. For AAUA, the sentiment is Negative. The current price of 57.80 is below the 20-day moving average (MA) of 59.12, below the 50-day MA of 58.85, and compared to the 200-day MA of , indicating a neutral trend. The MACD of -0.12 indicates Positive momentum. The RSI at 39.27 is Neutral, neither overbought nor oversold. The STOCH value of 51.74 is Neutral, not indicating any strong overbought or oversold conditions. Overall, these indicators collectively point to a Negative sentiment for AAUA.
AAUA Peer Comparison
Comparison Results
| Name | Price | Price Target | AUM | Expense Ratio | Overall Rating |
|---|---|---|---|---|---|
| AAUA | $57.81 | $65.00(12.45% Upside) | $364.45M | 0.09% | 67Neutral |
 SEUS | $25.65 | $30.86(20.30% Upside) | $946.37M | 0.30% | 73Outperform |
 BGDV | $31.27 | $37.25(19.11% Upside) | $877.55M | 0.45% | 74Outperform |
 AAUB | $49.94 | $60.70(21.54% Upside) | $845.51M | 0.10% | 66Neutral |
 AVTM | $53.85 | $64.49(19.75% Upside) | $779.89M | 0.22% | 60Neutral |
 XCHG | $27.13 | $33.33(22.85% Upside) | $716.83M | 0.50% | 70Neutral |
Performance Comparison
| Show on chart | Ticker | Company Name | Price | Change | % Change |
|---|---|---|---|---|---|
| AAUA | Alpha Architect US Equity 3 ETF | 57.80 | 7.81 | 15.61% | |
| SEUS | SEI QiM U.S. Equity Factor Allocation Active ETF | 25.65 | 0.39 | 1.53% | |
| BGDV | Bahl & Gaynor Dividend ETF | 31.27 | 5.03 | 19.16% | |
| AAUB | Alpha Architect US Equity 4 ETF | 49.94 | 0.45 | 0.91% | |
| AVTM | Avantis Total Equity Markets ETF | 53.85 | 4.21 | 8.47% | |
| XCHG | AB US Equity ETF | 27.13 | 2.28 | 9.18% |
This AI Analyst ETF Report is automatically generated by our AI systems using advanced algorithms and publicly available financial, technical, and market data. While the information provided aims to be accurate and insightful, it is intended for informational purposes only and should not be considered financial advice. Any content created by an AI (Artificial Intelligence) system may contain inaccuracies and/or contain errors. Investing in ETFs carries inherent risks, and past performance is not indicative of future results. This report does not account for your personal financial circumstances, objectives, or risk tolerance. Always conduct your own research or consult with a qualified financial advisor before making investment decisions. The analysis and recommendations provided are based on historical and current data and may not fully reflect future market conditions or unexpected developments. Neither the creators of this report nor its affiliated entities guarantee the accuracy, completeness, or reliability of the information presented. Use this report at your own discretion and risk.