FTKI - ETF AI Analysis
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First Trust Small Cap BuyWrite Income ETF (FTKI)
Rating:67Neutral
Price Target:―
Positive Factors
Strong Recent Performance
The ETF has shown positive returns over the past month, three months, and year-to-date, indicating solid recent momentum.
High-Contributing Top Holdings
Several of the largest positions, such as Argan, MasTec, and Amkor, have delivered strong gains, helping support the fund’s overall performance.
Broad Sector Diversification
Holdings spread across financials, technology, industrials, consumer cyclical, energy, health care, and other sectors help reduce the impact of weakness in any single industry.
Negative Factors
Higher Expense Ratio
The fund’s expense ratio is relatively high for an ETF, which can eat into long-term returns compared with lower-cost alternatives.
Single-Country Concentration
With essentially all exposure in U.S. stocks, the ETF offers little geographic diversification and is heavily tied to the U.S. market.
Notable Lagging Holdings
Some meaningful positions, including Veeva Systems and Check Point, have shown weak year-to-date performance, which can drag on the fund’s results if the trend continues.
FTKI vs. SPDR S&P 500 ETF (SPY)
AUM23.40M
RegionNorth America
Expense Ratio0.86%
Beta0.54
IssuerFirst Trust
Inception DateFeb 26, 2025
Dividend Yield11.58%
Asset ClassEquity
Index TrackedNo Underlying Index
Share Statistics
EPS (TTM)N/A
Shares OutstandingN/A
10 Day Avg. Volume5,821
30 Day Avg. Volume5,630
Financial Highlights & Ratios
PEG RatioN/A
Price to Book (P/B)N/A
Price to Sales (P/S)N/A
P/FCF RatioN/A
Enterprise Value/Market CapN/A
Enterprise Value/RevenueN/A
Enterprise Value/Gross ProfitN/A
Enterprise Value/EbitdaN/A
Forecast
1Y Price Target
22.81Price Target Upside― Downside
Rating ConsensusModerate Buy
Number of Analyst Covering162
EPS Forecast (FY)N/A
Revenue Forecast (FY)N/A
FTKI Summary
The First Trust Small Cap BuyWrite Income ETF (FTKI) invests in a wide mix of smaller U.S. companies and aims to provide both income and growth. It doesn’t track a single index, but it focuses on small-cap stocks across many sectors like financials, technology, and industrials. Well-known holdings include AstraZeneca and Veeva Systems. FTKI uses an options strategy to generate extra income, which may appeal to investors looking for regular payouts plus long-term growth potential from smaller companies. However, it can still go up and down with the market and may be more volatile than funds focused on larger, more established companies.
How much will it cost me?The First Trust Small Cap BuyWrite Income ETF (FTKI) has an expense ratio of 0.85%, which means you’ll pay $8.50 per year for every $1,000 invested. This is higher than average because the ETF uses an actively managed buy-write strategy to generate income, which typically involves more complex management compared to passively managed funds.
What would affect this ETF?FTKI's focus on U.S. small-cap companies and its buy-write strategy could benefit from a strong U.S. economy and rising demand for innovative small-cap stocks in sectors like technology and healthcare. However, challenges such as higher interest rates or economic slowdowns could negatively impact small-cap companies, which are often more sensitive to market volatility. Additionally, regulatory changes or sector-specific disruptions in industries like financials or consumer cyclical could influence the ETF's performance.
FTKI Top 10 Holdings
FTKI leans heavily on U.S. small caps, with a noticeable tilt toward industrial and tech names that are doing much of the heavy lifting. Sterling Infrastructure and MasTec have been rising steadily, giving the fund a solid backbone, while Credo Technology and Amkor add a punch of momentum from the small-cap tech corner, even if valuations look a bit rich. On the flip side, Jones Lang LaSalle and Southern Copper have been more mixed, occasionally putting sand in the fund’s gears. Overall, it’s a domestically focused, small-cap workhorse with a cyclical bent.
Name | Company Name | Weight % | Market Value | Market Cap | Yearly Gain | Overall Rating |
|---|---|---|---|---|---|---|
| Argan | 3.08% | $720.42K | $9.74B | 184.43% | 73 Outperform | |
| Sterling Infrastructure | 2.22% | $519.75K | $27.08B | 328.38% | 71 Outperform | |
| MasTec | 2.15% | $502.17K | $28.75B | 122.83% | 74 Outperform | |
| Teva Pharmaceutical | 1.84% | $431.20K | $39.62B | 89.21% | 63 Neutral | |
| Credo Technology Group Holding Ltd | 1.74% | $406.13K | $38.16B | 183.57% | 77 Outperform | |
| TechnipFMC | 1.70% | $396.78K | $26.64B | 113.38% | 80 Outperform | |
| UiPath | 1.65% | $387.06K | $5.85B | -14.91% | 72 Outperform | |
| Pan American Silver | 1.52% | $356.14K | $20.01B | 62.89% | 80 Outperform | |
| Amkor | 1.50% | $351.64K | $16.10B | 243.68% | 69 Neutral | |
| FirstCash | 1.43% | $333.65K | $9.88B | 70.70% | 74 Outperform |
FTKI Technical Analysis
Positive
―
Price Trends
19.47
Positive
19.22
Positive
18.39
Positive
Market Momentum
0.03
Positive
50.87
Neutral
18.93
Positive
Evaluating momentum and price trends is crucial in ETF analysis to make informed investment decisions. For FTKI, the sentiment is Positive. The current price of undefined is equal to the 20-day moving average (MA) of 19.54, equal to the 50-day MA of 19.47, and equal to the 200-day MA of 18.39, indicating a bullish trend. The MACD of 0.03 indicates Positive momentum. The RSI at 50.87 is Neutral, neither overbought nor oversold. The STOCH value of 18.93 is Positive, not indicating any strong overbought or oversold conditions. Overall, these indicators collectively point to a Positive sentiment for FTKI.
FTKI Peer Comparison
Comparison Results
Performance Comparison
FTKI
First Trust Small Cap BuyWrite Income ETF
19.55
3.03
18.34%
SYZ
Lazard US Systematic Small Cap Equity ETF
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―
―
RUSC
US Small Cap Equity Active ETF
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―
―
ESSC
Eventide Small Cap ETF
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―
―
ALIL
Argent Focused Small Cap ETF
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―
SMLL
Harbor Active Small Cap ETF
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Glossary
BuyAn ETF rated as a "Buy" is expected to perform better than the overall market or a specific benchmark over the near-to-medium term. This rating suggests the ETF is likely to deliver higher returns compared to other ETFs in the same sector or market index. Note: This is not investment advice; please consult a financial advisor before making investment decisions.
HoldAn ETF rated as a "Hold" s expected to perform in line with the overall market or a specific benchmark. This rating indicates that the ETF is neither particularly compelling nor unfavorable for investment. Note: This is not investment advice; please consult a financial advisor before making investment decisions.
SellAn ETF rated as a "Sell" is expected to perform worse than the overall market or a specific benchmark over the near-to-medium term. This rating suggests the ETF may deliver lower returns compared to other ETFs in the same sector or market index. Note: This is not investment advice; please consult a financial advisor before making investment decisions.
DisclaimerThis AI Analyst ETF Report is automatically generated by our AI systems using advanced algorithms and publicly available financial, technical, and market data. While the information provided aims to be accurate and insightful, it is intended for informational purposes only and should not be considered financial advice. Any content created by an AI (Artificial Intelligence) system may contain inaccuracies and/or contain errors. Investing in ETFs carries inherent risks, and past performance is not indicative of future results. This report does not account for your personal financial circumstances, objectives, or risk tolerance. Always conduct your own research or consult with a qualified financial advisor before making investment decisions. The analysis and recommendations provided are based on historical and current data and may not fully reflect future market conditions or unexpected developments. Neither the creators of this report nor its affiliated entities guarantee the accuracy, completeness, or reliability of the information presented. Use this report at your own discretion and risk.Date of analysis: ―
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