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Nuburu receives warning letter from NYSE American

Nuburu (BURU) announced that it has received a warning letter from NYSE American regarding the company’s compliance with Section 401(a) of the NYSE American Company Guide. The warning letter relates to the company’s October 1, 2025, press release announcing the implementation of a dual-CEO structure to drive its transformation plan. The Exchange determined that Nuburu did not provide the required advance notification to the Exchange prior to the issuance of this release, as stipulated by Section 401(a) of the company Guide for material news announcements made during trading hours. Nuburu acknowledges the Exchange’s concerns and is taking steps to enhance its procedures for disseminating material information to ensure future compliance with the Company Guide.

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