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Nasdaq notifies RBB Bancorp not in compliance with periodic filing requirement
The Fly

Nasdaq notifies RBB Bancorp not in compliance with periodic filing requirement

RBB Bancorp announced that it has received a Notice from the Nasdaq Stock Market on November 21 notifying the Company that, because its Form 10-Q for the third quarter ended September 30 was not filed with the Securities and Exchange Commission by the required due date of November 9 the Company is therefore not in compliance with the periodic filing requirements for continued listing set forth in Nasdaq Listing Rule 5250(c)(1). This Notice received has no immediate effect on the listing or trading of the Company’s shares on the Nasdaq Global Select Market, although there can be no assurances that further delays in the filing of the Forms 10-Q will not have an impact on the listing or trading of the Company’s common stock. The Company expects to be in compliance by December 15 and if necessary, intends to submit to Nasdaq the compliance plan by January 20.

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