B. Riley Financial announced it received an expected delinquency notification letter from Nasdaq on March 18, 2024 which indicated that the company was not in compliance with Nasdaq Listing Rule 5250(c)(1) as a result of the delayed filing of the company’s Annual Report on Form 10-K for the year ended December 31, 2023. The Nasdaq Listing Rule requires listed companies to timely file all required periodic financial reports with the SEC. This notification has no immediate effect on the listing of the company’s securities on Nasdaq.
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